Publicly traded brokerage firm Interactive Brokers has agreed to pay multi-million dollar penalties to the SEC, FINRA and CFTC for failure to flag suspicious transactions and lapses in AML compliance.
from CoinDesk https://ift.tt/3kpPccS
Interactive Brokers to Pay $38M in Settlement Over AML Lapses
August 10, 2020 / in CoinDesk, Coins Feeds / with No comments /
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